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基于随机森林的三相桥式逆变器开关管开路故障诊断方法

Open-Circuit Fault Diagnosis Method for Switching Transistors in Three-Phase Bridge Inverters Based on Random Forest

  • 摘要: 光伏并网逆变器中 IGBT 开关管开路故障会导致电能质量恶化、系统效率下降,严重威胁并网稳定性。针对现有诊断方法在光伏动态工况下泛化能力不足、特征区分度低等问题,提出一种基于随机森林的开关管开路故障诊断方法。首先采集逆变器输出三相电流信号,经归一化预处理后,提取时域(均方根、峰值、峰峰值、均值)与频域(基波幅值、总谐波畸变率)共 18 维特征向量,全面表征故障特性;随后构建随机森林诊断模型,通过 Bootstrap 重采样与特征随机子空间策略提升模型鲁棒性,并采用网格搜索方法优化决策树数量及最大深度等关键参数;最后在 MATLAB/Simulink 平台搭建仿真模型,结合实验验证方法有效性。结果表明,该方法对 21 种开关管开路故障及正常工况的诊断准确率达 100%,单样本诊断时间仅 0.08ms,相较于 BP 神经网络、SVM、KNN 等传统方法,具有更强的抗干扰能力与实时性,可满足光伏并网逆变器在线故障诊断的工程需求。

     

    Abstract: Open-circuit faults of IGBT switching transistors in photovoltaic grid-connected inverters can lead to deterioration of power quality, reduction in system efficiency, and seriously threaten the stability of grid connection. Aiming at the problems of insufficient generalization ability and low feature discrimination of existing diagnostic methods under dynamic photovoltaic operating conditions, an open-circuit fault diagnosis method for switching transistors based on random forest is proposed. Firstly, the three-phase current signals output by the inverter are collected, and after normalization preprocessing, an 18-dimensional feature vector including time-domain features (root mean square, peak value, peak-to-peak value, mean value) and frequency-domain features (fundamental wave amplitude, total harmonic distortion) is extracted to comprehensively characterize fault characteristics. Subsequently, a random forest diagnostic model is constructed, the robustness of the model is improved through Bootstrap resampling and random feature subspace strategies, and key parameters such as the number of decision trees and maximum depth are optimized using the grid search method. Finally, a simulation model is built on the MATLAB/Simulink platform, and the effectiveness of the method is verified by experiments. The results show that the diagnostic accuracy of this method for 21 types of switching transistor open-circuit faults and normal operating conditions reaches 100%, and the single-sample diagnosis time is only 0.08 ms. Compared with traditional methods such as BP (Back Propagation) neural network, SVM (Support Vector Machine), and KNN (K-Nearest Neighbor), it has stronger anti-interference ability and real-time performance, and can meet the engineering requirements of online fault diagnosis for photovoltaic grid-connected inverters.

     

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